Exam A. Question 19. Which two aspects of the security broker dealer industry increase its exposure

Which two aspects of the security broker dealer industry increase its exposure to money laundering? Choose 2 answers A. The routine use of wire transfers from, to or through multiple jurisdictions B. They easy conversion of holdings to cash with significant loss of principal C. Disposing of cash through securities purchases D. Fast paced transactions conducted electronically 정답: AD이 문제 또한 논란의 여지가 많다. CERTbus에서는 정답을 CD로 제공하고 있지만 인터넷상에서 많은 이들은 AD가 정답이라고 얘기하고 있다. examtopics에서 일부는 증권거래 자체는 wire transfer을 통해 이루어지는게 아니..........

원문링크 : Exam A. Question 19. Which two aspects of the security broker dealer industry increase its exposure