QUESTION 4. An anti-money laundering audit identifies a significant weakness in how transaction

QUESTION 4 An anti-money laundering audit identifies a significant weakness in how transaction monitoring alerts are cleared. Audit sampling identified potentially suspicious activity that was cleared as not suspicious. Management accepts the audit finding and develops a remediation plan. What is the role of the auditor during the correction phase?A. Directing the remediation of the deficiency in a timely manner B. Developing procedures to provide sufficient risk-based documentation for clearing alerts C. Providing training to the alert clearing department on the importance of effective al..........

원문링크 : QUESTION 4. An anti-money laundering audit identifies a significant weakness in how transaction