QUESTION 16 What is the appropriate compliance control for identifying politically exposed persons (PEPs) according to the Basel Committee's paper on Customer Due Diligence for Banks? A. Determining that a local figure is a PEP B. Reviewing when a relationship is established C. Reviewing relationships at account opening and on a periodic basis D. Requiring that the customer discloses that they are a PEP or an associate of a PEP Correct Answer: C Explanation Explanation/Reference: Reference: http://www.menafatf.org/sites/default/files/Newsletter/PEPs_in_relat_on_to_AMLCFT.pdf 구글에..........
원문링크 : QUESTION 16. What is the appropriate compliance control for identifying politically exposed persons