QUESTION 35. Which two aspects should be included in the policy in respect of intermediaries to

QUESTION 35 The compliance officer for a private bank has been tasked with writing a policy on how the bank will deal with intermediaries. Which two aspects should be included in the policy in respect of intermediaries to align it with the Wolfsberg Anti-Money Laundering Principles for Private Banking? (Choose two.) A. When an intermediary introduces clients to the bank, it is not necessary for the bank to perform due diligence on the intermediary's clients. B. Where an intermediary introduces clients to the bank, the bank must obtain the same type of information with respect to an in..........

원문링크 : QUESTION 35. Which two aspects should be included in the policy in respect of intermediaries to